Project Description

With substantial trial experience spanning almost three decades, Jim has handled litigation in State and Federal courts throughout the country, including trials, class actions, multi-district litigation and appeals. He has also represented the firm’s broker and broker-dealer clients in numerous securities arbitrations and investigations administered and/or conducted by the Financial Industry Regulatory Authority (formerly the NASD and the N.Y. Stock Exchange) and the U.S. Securities and Exchange Commission. Jim has been lead counsel in nearly one hundred jury trials and arbitrations, which have been resolved by verdict or award.